Corporate Governance, Risk Management

We believe corporate governance and risk management are paramount when running a global financial services group.

• REORIENT is a Hong Kong Stock Exchange listed company (376 HK), whose main operating subsidiary is licensed by the Securities and Futures Commission, and an exchange participant of the securities and futures markets of Hong Kong Exchanges and Clearing Limited.
• REORIENT has implemented best practice corporate governance with an independent board of directors, independent board committees, and best practice reporting procedures.
• REORIENT has built a strong capital base and its capital resources are compliant with the various capital requirements of the regulatory authorities.
• REORIENT holds Type 1-Dealing in Securities; Type 4-Advising in Securities; Type 6-Advising in Corporate Finance; Type 7-Provision of Automated Trading Services, and Type 9-Asset Management licenses.
• REORIENT provides agency trading for institutional and retail clients and executes securities and futures transactions in Hong Kong and major global financial markets.
• REORIENT has recruited an experienced team of support services professionals with expertise in risk management, operations/clearing and settlement, finance, information technology, and legal affairs ensuring compliance with all legal and regulatory requirements. Risk assessments and evaluations of all risk positions held on behalf of clients and the firm are conducted on a regular basis, specifically including currency and counterparty risk.